IRA Rollover » retirement plan

ERISA Fiduciary Duties

admin — Thu, 01 Jan 2009 13:11:56 +0000

Due to the significant restrictions and responsibilities ERISA regulations place on the financial advisor, branch manager and the financial institution concerned. Usually the financial company will have a policy prohibits any financial advisors from taking discretionary control or otherwise assuming fiduciary responsibility with respect to employee benefit plan, IRA, SEP IRA, or Keogh assets without [...]

ERISA Fiduciary Duties is a post from: IRA Rollover

401k Retirement Plan

admin — Tue, 06 Nov 2007 14:45:00 +0000

401k Retirement Plan Sponsors As a sponsor of a 401k plan (or other defined contribution plan), you have important responsibilities. The Employee Retirement Income Security Act of 1974 (ERISA) holds you accountable for the initial selection of investment alternatives made available to plan participants, for monitoring the performance of those investments and — normally — for [...]

401k Retirement Plan is a post from: IRA Rollover